-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Q3i6clD6PI9B3KrJQAEtRlX8hSJfUzX/0Payuk5Ne0UT1L3RYy8xmG1JdBVKBug/ 6W43gt/g2DXHKvb1CSIBuQ== 0001104659-04-001818.txt : 20040127 0001104659-04-001818.hdr.sgml : 20040127 20040127152022 ACCESSION NUMBER: 0001104659-04-001818 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20040127 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: GUITAR CENTER INC CENTRAL INDEX KEY: 0001021113 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-RADIO TV & CONSUMER ELECTRONICS STORES [5731] IRS NUMBER: 954600862 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-52291 FILM NUMBER: 04546184 BUSINESS ADDRESS: STREET 1: 5795 LINDERO CANYON RD CITY: WESTLAKE VILLAGE STATE: CA ZIP: 91362 BUSINESS PHONE: 8187358800 MAIL ADDRESS: STREET 1: 5795 LINDERO CANYON RD CITY: WESTLAKE VILLAGE STATE: CA ZIP: 91362 FORMER COMPANY: FORMER CONFORMED NAME: GUITAR CENTER MANAGEMENT CO INC DATE OF NAME CHANGE: 19960816 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: THOMAS LARRY CENTRAL INDEX KEY: 0000929821 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: C/O GUITAR CENTER INC STREET 2: 5155 CLARETON DR CITY: AGOURA HILLS STATE: CA ZIP: 91301 BUSINESS PHONE: 8187358800 MAIL ADDRESS: STREET 1: C/O GUITAR CENTER INC STREET 2: 8155 CLARETON DR CITY: AGOURA HILLS STATE: CA ZIP: 91301 SC 13G/A 1 a04-1581_2sc13ga.htm SC 13G/A

 

 

UNITED STATES

 

 

SECURITIES AND EXCHANGE COMMISSION

 

 

Washington, D.C. 20549

 

 

SCHEDULE 13G/A

 

(Rule 13d-102)

 

INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1(b) (c),
AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(b)

 

Under the Securities Exchange Act of 1934
(Amendment No.
  4)*

 

Guitar Center, Inc.

(Name of Issuer)

 

Common Stock, $.01 par value

(Title of Class of Securities)

 

402040 10 9

(CUSIP Number)

 

December 31, 2003

(Date of Event Which Requires Filing of this Statement)

 

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

o

Rule 13d-1(b)

o

Rule 13d-1(c)

ý

Rule 13d-1(d)

 

*The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

 

The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 



 

 

CUSIP No.  402040 10 9

 

 

1.

Names of Reporting Persons. I.R.S. Identification Nos. of above persons (entities only)
LAWRENCE THOMAS

 

 

2.

Check the Appropriate Box if a Member of a Group (See Instructions)

 

 

(a)

o

 

 

(b)

o

 

 

3.

SEC Use Only

 

 

4.

Citizenship or Place of Organization
UNITED STATES

 

 

 

Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With

5.

Sole Voting Power
607,986

 

6.

Shared Voting Power
352,063

 

7.

Sole Dispositive Power
607,986

 

8.

Shared Dispositive Power
352,063

 

 

9.

Aggregate Amount Beneficially Owned by Each Reporting Person
960,049

 

 

10.

Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)  o

 

 

11.

Percent of Class Represented by Amount in Row (9)
3.9%

 

 

12.

Type of Reporting Person (See Instructions)
IN

 

 

2



 

Item 1.

 

(a)

Name of Issuer
Guitar Center, Inc.

 

(b)

Address of Issuer’s Principal Executive Offices
5795 Lindero Canyon Road, Westlake Village, CA 91362

 

Item 2.

 

(a)

Name of Person Filing
Lawrence Thomas (“Mr. Thomas”)

 

(b)

Address of Principal Business Office or, if none, Residence
c/o Guitar Center, Inc. 5795 Lindero Canyon Road, Westlake Village, CA 91362

 

(c)

Citizenship
United States

 

(d)

Title of Class of Securities
This information statement relates to the Common Stock, $.01 par value, of the Issuer (the “Common Stock”).

 

(e)

CUSIP Number
402040 10 9

 

Item 3.

If this statement is filed pursuant to §§240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a:

 

Not applicable.

 

(a)

o

Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o).

 

(b)

o

Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c).

 

(c)

o

Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c).

 

(d)

o

Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C 80a-8).

 

(e)

o

An investment adviser in accordance with §240.13d-1(b)(1)(ii)(E);

 

(f)

o

An employee benefit plan or endowment fund in accordance with §240.13d-1(b)(1)(ii)(F);

 

(g)

o

A parent holding company or control person in accordance with § 240.13d-1(b)(1)(ii)(G);

 

(h)

o

A savings associations as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);

 

(i)

o

A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3);

 

(j)

o

Group, in accordance with §240.13d-1(b)(1)(ii)(J).

 

 

 

 

Item 4.

Ownership

Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1.

 

(a)

Amount beneficially owned:   

Mr. Thomas beneficially owns 960,049 shares of Common Stock.  The shares shown in items 6, 8, and 9 of the cover pages for Mr. Thomas include the following: (1) 93,567 shares held by a revocable trust for the benefit of Mr. Thomas and his spouse for which Mr. Thomas and his spouse serve as co-trustees; (2) 233,849 shares held in a limited partnership for which Mr. Thomas serves as General Partner; (3) 12,015 shares held by a charitable remainder trust for the benefit of Mr. Thomas and his spouse for which Mr. Thomas and his spouse serve as co-trustees; and (4) 12,632 shares held by a charitable foundation for which Mr. Thomas and his spouse serve as sole directors.  Mr. Thomas disclaims beneficial ownership of the shares held by the charitable foundation.

 

 

The shares shown in items 5, 7 and 9 of the cover page for Mr. Thomas include 607,986 shares issuable upon the exercise of options granted to Mr. Thomas by the Issuer that are currently exercisable or that become exercisable within 60 days of January 1, 2004.

 

(b)

Percent of class:   

3.9%

 

 

3



 

 

(c)

Number of shares as to which the person has:

 

 

 

(i)

Sole power to vote or to direct the vote

See item 5 of cover page.

 

 

(ii)

Shared power to vote or to direct the vote

See item 6 of cover page.

 

 

(iii)

Sole power to dispose or to direct the disposition of

See item 7 of cover page.

 

 

(iv)

Shared power to dispose or to direct the disposition of

See item 8 of cover page.

 

Item 5.

Ownership of Five Percent or Less of a Class

If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following   ý.

 

Item 6.

Ownership of More than Five Percent on Behalf of Another Person

 

See item 4 above.

 

Item 7.

Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company or Control Person

 

Not applicable.

 

Item 8.

Identification and Classification of Members of the Group

 

Not applicable.

 

Item 9.

Notice of Dissolution of Group

 

Not applicable.

 

Item 10.

Certification

 

Not applicable.

 

4



 

Signature

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

 

 

January 26, 2004

 

Date

 


/s/ Lawrence Thomas

 

Signature

 


Lawrence Thomas

 

Name/Title

 

5


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